Investor FAQs | Triumph Financial, Inc.

What is Triumph Financial?

Triumph Financial, Inc. (Nasdaq: TFIN) is a financial holding company focused on payments, factoring and banking. Headquartered in Dallas, Texas, its diversified portfolio of brands includes TriumphPay, Triumph and TBK Bank.

Where is Triumph Financial’s corporate headquarters?

12700 Park Central Drive, Suite 1700
Dallas, Texas 75251

What is Triumph Financial’s ticker symbol?

NASDAQ Ticker Symbol: TFIN

On which exchange does Triumph Financial trade?

Triumph Financial trades on the NASDAQ Global Select Market under the Ticker “TFIN”.

When did Triumph Financial go public?

Triumph Financial went public on November 6, 2014 at an initial offering price of $12.00.

Who were the underwriters of Triumph Financial’s IPO?

The offering was underwritten by Sandler O’Neill & Partners, L.P., Evercore Group L.L.C. and Wells Fargo Securities with Keefe, Bruyette & Woods, Inc. and Nomura Securities International, Inc. acting as co-managers.

Does Triumph Financial, Inc. pay dividends?

Historically, we have not declared or paid any dividends on our common stock. Due to the growth we are experiencing, over the foreseeable future, we intend to retain all earnings, if any, for business use.

Who do I contact with questions about transferring my stock?

Our transfer agent, EQ Shareowner Services can help you in a variety of shareholder-related services including change of address, lost stock certificates, stock transfer, account status and other administrative services. You can contact our transfer agent at:
Address:
1110 Centre Pointe Curve, Suite 101
Mendota Heights, MN 55120-4101

Telephone:
800-401-1957

Website:
www.shareowneronline.com

Who is Triumph Financial's auditor?

Crowe Horwath LLP

What is Triumph Financial’s fiscal year?

Our fiscal year ends on December 31.

When is Triumph Financial’s next earnings release?

Our next earnings release can be viewed by visiting the Events and Presentations section of our website.

Who are the members of the Triumph Financial’s Management and Board of Directors?

Our Management and Board of Director bios are available under the Leadership and Board of Directors sections of our website.

What is Triumph Financial’s CUSIP number?

Triumph Financial’s CUSIP is 89679E102.

Does Triumph Financial have a Code of Conduct?

Yes, the policy can be found in the Governance section on our website.

How can I purchase Triumph Financial shares?

Triumph Financial common stock can be purchased in the open market through any registered broker.

How do I get added to Triumph Financial’s email distribution list?

Please go to the E-mail Alerts section of our website.

Where can I find the latest Triumph Financial presentation and earnings call information?

You may find this information on our Events & Presentations section of our website.

How do I get copies of financial documents, such as the annual report, Form 10-K or Form 10-Q?

Triumph Financial’s financial documents can be found on the SEC Filings section of our Investor Relations website and on www.sec.gov.

How do I contact Investor Relations?

Contact our Investor Relations department by calling 214-365-6936 or by emailing ir@tfin.com